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Clayton Thomas

PNC Wealth Management
45 Years of Experience
Parker, CO
8 DisclosuresBroker
View SEC Summary
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Clayton Thomas is a registered investment advisor at PNC Wealth Management, based in Parker, CO, with 45 years of industry experience. Clayton is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 164,105 clients with $30B in assets under management.

PNC Wealth Management
Compensation
Fee-Only (% of Portfolio)
Firm Size
1167 advisors
Number of Clients
164,105 clients
Average Client Portfolio
$184K average
Assets Under Management
$30.3B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.85%

An annual fee of 0.85% applies to all accounts regardless of size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10961 S Parker Rd, Parker, CO, 80134

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History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2005
Closed-No Action
Customer Dispute
October 2002
Settled
Customer Dispute
June 1999
Denied
Customer Dispute
April 1999
Denied
Customer Dispute
August 1998
Settled
Regulatory
July 1983
Final
Regulatory
March 1983
Final
Regulatory
October 1982
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
PNC Wealth Management
August 2021 - Present · 5 yrs 2 mos
PNC Wealth Management LLCBroker
August 2021 - Present · 5 yrs 2 mos
Previous Registrations
Bbva Securities INC.Broker
May 2013 - August 2021 · 8 yrs 3 mos
PNC Managed Account Solutions, INC.
October 2010 - August 2021 · 10 yrs 10 mos
St Johns Wealth Management
April 2010 - October 2010 · 6 mos
Bbva Compass Investment Solutions, INCBroker
May 2003 - May 2013 · 10 yrs
UBS Painewebber INC.
August 1999 - April 2003 · 3 yrs 8 mos
UBS Painewebber INC.Broker
April 1999 - April 2003 · 4 yrs
John G. Kinnard and Company, IncorporatedBroker
October 1988 - March 1999 · 10 yrs 5 mos
B. J. Leonard and Company, INC.Broker
September 1983 - September 1988 · 5 yrs
First Colorado Investments & Securities, INC.Broker
April 1981 - October 1983 · 2 yrs 6 mos
Blinder, Robinson & Co.,inc.Broker
February 1981 - October 1983 · 2 yrs 8 mos
State Registrations19 states
AZCACOFLILMAMOMTNCNENMOKORSCSDTNTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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