Clayton Thomas
Clayton Thomas is a registered investment advisor at PNC Wealth Management, based in Aurora, CO, with 44 years of industry experience. Clayton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities. Their firm serves 157,536 clients with $27B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2.0M - $4.0M | 1.00% |
| $4M+ | 1.00% |
Fees negotiable for accounts over $4,000,000. From time-to-time, we offer discounted pricing programs at our discretion. For example, current employees of PNCWM and their immediate family members are eligible for employee pricing.
Fee Estimator
Location
22795 East Aurora Parkway, Aurora, CO, 80016
Get directionsHistory
Regulatory History (8)
Customer Dispute
February 2005Customer Dispute
October 2002Customer Dispute
June 1999Customer Dispute
April 1999Customer Dispute
August 1998Regulatory
July 1983Regulatory
March 1983Regulatory
October 1982Employment History
Current Registrations
PNC Wealth Management
PNC Wealth Management LLCBroker
Previous Registrations
Bbva Securities INC.Broker
PNC Managed Account Solutions, INC.
St Johns Wealth Management
Bbva Compass Investment Solutions, INCBroker
UBS Painewebber INC.
UBS Painewebber INC.Broker
John G. Kinnard and Company, IncorporatedBroker
B. J. Leonard and Company, INC.Broker
First Colorado Investments & Securities, INC.Broker
Blinder, Robinson & Co.,inc.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.