Lisa Fox
Lisa Fox is a registered investment advisor at Opus Financial Advisors, INC., based in Statesville, NC, with 3 years of industry experience. Lisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 374 clients with $30M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Opus Financial Advisors offers several investment management programs, each with its own fee structure. These fees are negotiated by the advisory representatives and are based on the value of your assets. The fees cover advisory services and transactions. Some programs are wrap accounts, meaning all costs are bundled into a single fee. Mutual funds and ETFs within the accounts have their own internal fees. Advisory representatives may have incentives to select certain investments or programs based on the fees they receive.
Location
126 E. Water Street, Statesville, NC, 28677-5228
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lisa is a notary public, dedicating minimal time to this activity. She is also an insurance agent and an ensemble advisor/investment representative for Opus Financial Advisors, dedicating full-time hours to the latter. Lisa is also a board member for the Greater Statesville Chamber of Commerce, dedicating minimal time to this activity.
Employment History
Current Registrations
Opus Financial Advisors, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Osaic Wealth, INC.
Fsc Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.