JM
JM

James Moye

45 Years of Experience
New York, NY
1 DisclosureBroker

James Moye is a registered investment advisor at Morgan Stanley, based in New York, NY, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1585 Broadway, 21st Floor, New York, NY, 10036

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1995
Settled
Other Business Activities

James has a loan that is investment related in Fairfield, Connecticut since November 2020. This activity does not take up any of James's time during or after business hours.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
May 2002 - June 2009 · 7 yrs 1 mo
Morgan Stanley & CO. IncorporatedBroker
January 1990 - June 2009 · 19 yrs 5 mos
Dean Witter Reynolds INC.Broker
March 1981 - January 1990 · 8 yrs 10 mos
State Registrations42 states
AZCACOCTDCDEFLGAHIIDILKYLAMAMDMEMIMNMOMTNCNENHNJNMNVNYOHOKORPARISCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
James Moye - Financial Advisor | TrueAdvisor