Shaun Nicholson
Shaun Nicholson is a registered investment advisor at UBS Financial Services INC., based in Miamisburg, OH, with 45 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
3601 Rigby Road, Suite 500, Miamisburg, OH, 45342
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 1993Customer Dispute
September 1992Other Business Activities
Shaun teaches continuing education at the University of Dayton, dedicating minimal time. He also serves on the board of directors for Greene Co Community Foundation and WDPR Public Radio, advising on finance and investment committees.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
J.C. Bradford & CO.Broker
Shearson Lehman Hutton INC.Broker
Painewebber IncorporatedBroker
E. F. Hutton & Company INCBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.