TK
TK

Thomas Kirk

44 Years of Experience
Chicago, IL
2 DisclosuresMay Earn Commission

Thomas Kirk is a registered investment advisor at Hightower Advisors, LLC, based in Chicago, IL, with 44 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.

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Location

200 W. Madison St., Suite 2500, Chicago, IL, 60606

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1999
Denied
Customer Dispute
November 1993
Settled
Other Business Activities

Thomas is a co-trustee for two family trusts: the Devlin Grandchildren's Trust and the Devlin Legacy Trust. He dedicates minimal time to these activities.

Employment History
Current Registrations
Hightower Advisors, LLC
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Hightower Securities, LLCBroker
January 2022 - January 2024 · 2 yrs
Hightower 6m Holding, LLC
January 2022 - November 2022 · 10 mos
Private Client Services, LLCBroker
September 2016 - December 2021 · 5 yrs 3 mos
6 Meridian LLC
September 2016 - February 2022 · 5 yrs 5 mos
Morgan StanleyBroker
June 2009 - September 2016 · 7 yrs 3 mos
Morgan Stanley
June 2009 - September 2016 · 7 yrs 3 mos
Morgan Stanley & CO. Incorporated
July 2008 - June 2009 · 11 mos
Morgan Stanley & CO. IncorporatedBroker
July 2008 - June 2009 · 11 mos
Citigroup Global Markets INC.
March 2001 - July 2008 · 7 yrs 4 mos
Citigroup Global Markets INC.Broker
February 2001 - July 2008 · 7 yrs 5 mos
Prudential Securities IncorporatedBroker
June 1991 - February 2001 · 9 yrs 8 mos
Painewebber IncorporatedBroker
August 1988 - July 1991 · 2 yrs 11 mos
J. O. Davidson & Associates, INC.Broker
May 1981 - August 1988 · 7 yrs 3 mos
State Registrations1 state
KS
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Kirk - Financial Advisor | TrueAdvisor