William Farrell
William Farrell is a registered investment advisor at UBS Financial Services INC., based in New York, NY, with 44 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
299 Park Ave, 8th, 9th 11th FLOOR, New York, NY, 10171
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2008Other Business Activities
William is a partner at Precise Advisory, providing business advice to professional athletes since 2010. He is also a member of an advisory committee, providing advice that may influence senior management.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Kidder, Peabody & CO. IncorporatedBroker
The Stamford Company, INC.Broker
Tucker, Anthony & R. L. Day, INC.Broker
Gabriele, Hueglin & Cashman INC.Broker
Sentry Securites CORP.Broker
Stoever, Glass & Company INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Wenyi WangUBS Financial Services INC.
- Nicole Schubert, CFAUBS Financial Services INC.
- Barry WestUBS Financial Services INC.
- Joshua SteuermanUBS Financial Services INC.
- Stephen HallUBS Financial Services INC.
- Mark AddessiUBS Financial Services INC.