Kimberly Kowalski is a registered investment advisor at LPL Financial LLC, based in Orchard Park, NY, with 1 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6470 New Taylor Road, Orchard Park, NY, 14127
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kimberly works as a salaried employee for ClearPlan Financial Inc. performing administrative services, placing trades, and spending nearly full-time hours per month on this activity. She also works as a Notary Public, notarizing documents for minimal time per month.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Wny Asset Management, LLC
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
State Registrations1 state
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