Thomas Caruso is a registered investment advisor at Morgan Stanley, based in Tampa, FL, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4890 West Kennedy Boulevard Suite 700, Tampa, FL, 33609
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Regulatory History (2)
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Customer Dispute
March 2023Denied
Customer Dispute
May 2014Settled
Employment History
Current Registrations
Morgan StanleyBroker
January 2017 - Present · 9 yrs 4 mos
Morgan Stanley
January 2017 - Present · 9 yrs 4 mos
Previous Registrations
RBC Capital Markets, LLCBroker
October 2009 - February 2017 · 7 yrs 4 mos
RBC Capital Markets, LLC
October 2009 - February 2017 · 7 yrs 4 mos
J. B. Hanauer & CO.
June 2003 - October 2009 · 6 yrs 4 mos
J. B. Hanauer & CO.Broker
June 1981 - October 2009 · 28 yrs 4 mos
State Registrations33 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.