Vinod Naidu is a registered investment advisor at Sof Spectrum Capital Management, LLC, based in Sugar Land, TX, with 4 years of industry experience. Vinod operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 34 clients with $6.3M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SOF Spectrum Capital Management charges a percentage of your portfolio each year. The annual fee is 2.00%, charged quarterly. SOF also offers performance-based fees to qualified clients: 2.00% of assets under management along with 25.00% performance fee based on capital appreciation. SOF will assess fees on the Clients’ cash and cash equivalents held as part of the Client’s portfolios.
Location
Sugar Land, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Sof Spectrum Capital Management, LLC
Previous Registrations
Sof Spectrum Capital Management, LLC
State Registrations1 state
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