Sidney Smith is a CFP-designated registered investment advisor at LPL Financial LLC, based in Boulder, CO, with 4 years of industry experience. Sidney is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1790 38th St Ste 101, Boulder, CO, 80301
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Sidney provides administrative support and financial planning/consulting services through Financial Steward Associates, LLC, an independent investment advisor firm, since 2022 and 2025 respectively. These activities take about 10% of Sidney's time.
Employment History
Current Registrations
LPL Financial LLC
Financial Steward Associates, LLC
LPL Financial LLCBroker
Previous Registrations
Fidelity Brokerage Services LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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