Brooks Casel is a CFP-designated registered investment advisor at Opto Investment Management, LLC, based in New York, NY, with 3 years of industry experience. Brooks operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments. Their firm serves 22 clients with $370M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Opto Investment Management (Opto IM) does not directly manage investments for individual investors. Opto IM provides investment advice to Opto SPVs, not to the investors in those SPVs. Opto IM receives a management fee from each Opto Fund, calculated quarterly, and may receive carried interest. The management fee ranges up to 1.3% per year. Opto IM may share a portion of these fees with the relevant platform participant.
Location
31 W 27th Street, Suite 605, New York, NY, 10001
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Opto Investment Management, LLC
Previous Registrations
Buttonwood Financial Group, LLC
Copper FinancialBroker
Copper Financial
Creative Planning
State Registrations1 state
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