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Jamie Endicott

Cetera Investment Advisers LLC
4 Years of Experience
Seattle, WA
11 DisclosuresBroker
View SEC Summary
View SEC Summary

Jamie Endicott is a registered investment advisor at Cetera Investment Advisers LLC, based in Seattle, WA, with 4 years of industry experience. Jamie is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

1420 5th Ave, Suite 2625, Seattle, WA, 98101

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History

Regulatory History (11)
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Financial
July 2026
Pending
Financial
June 2026
Pending
Financial
June 2026
Pending
Financial
April 2026
Pending
Financial
November 2025
Pending
Financial
October 2025
Pending
Financial
September 2025
Pending
Financial
July 2025
Pending
Financial
June 2025
Pending
Financial
May 2025
Pending
Financial
January 2021
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 1 yr 1 mo
Cetera Advisors LLC
September 2025 - Present · 1 yr 1 mo
Cetera Advisors LLCBroker
September 2025 - Present · 1 yr 1 mo
Previous Registrations
Northwestern Mutual Investment Services,llc
October 2022 - September 2025 · 2 yrs 11 mos
Northwestern Mutual Investment Services, LLCBroker
October 2022 - September 2025 · 2 yrs 11 mos
Wells Fargo Clearing Services, LLC
September 2022 - October 2022 · 1 mo
Wells Fargo Clearing Services, LLCBroker
August 2022 - October 2022 · 2 mos
State Registrations3 states
IDILWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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