Michael O'malley
Michael O'malley is a registered investment advisor at LPL Financial LLC, based in Chicago, IL, with 50 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1032 W Taylor St, Chicago, IL, 60607
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
November 2010Other Business ActivitiesSells Insurance
Michael operates Peb Financial as a DBA for his LPL business, dedicating full-time hours to this investment-related activity. He also works as an agent selling non-variable insurance through Peb Financial, spending about 10-20% of his time on this.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Grove Point Advisors, LLC
H. Beck, INC.
Grove Point Investments, LLCBroker
LPL Financial Corporation
LPL Financial CorporationBroker
Ogdon Financial Services, INC.Broker
Travelers Equities Sales, INC.Broker
Peb Financial Group, INC.Broker
Intangible Marketing, INC.Broker
The Illinois Company, INC.Broker
The Variable Annuity Marketing CompanyBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.