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Daniel Finnegan
49 Years of Experience
Palm Beach Gardens, FL
2 DisclosuresBroker
Daniel Finnegan is a registered investment advisor at Morgan Stanley, based in Palm Beach Gardens, FL, with 49 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3801 PGA Boulevard, Suite 700, Palm Beach Gardens, FL, 33410
Get directionsHistory
Regulatory History (2)
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Customer Dispute
May 1995Settled
Customer Dispute
Settled
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
May 2002 - June 2009 · 7 yrs 1 mo
Morgan Stanley & CO. IncorporatedBroker
October 1985 - June 2009 · 23 yrs 8 mos
Ernst & CompanyBroker
March 1977 - October 1985 · 8 yrs 7 mos
Hornblower & Weeks - Hemphill, Noyes IncorporatedBroker
March 1976 - January 1977 · 10 mos
State Registrations42 states
AZCACOCTDCDEFLGAHIIDILKYLAMAMDMEMIMNMOMTNCNENHNJNMNVNYOHOKORPARISCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.