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Raymond Crandal

Morgan Stanley
50 Years of Experience
Newport Beach, CA
4 DisclosuresBroker
View SEC Summary
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Raymond Crandal is a registered investment advisor at Morgan Stanley, based in Newport Beach, CA, with 50 years of industry experience. Raymond is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

800 Newport Center Drive, Suite 500, Newport Beach, CA, 92660

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2008
Denied
Customer Dispute
November 2003
Withdrawn
Customer Dispute
January 2000
Withdrawn
Customer Dispute
April 1996
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Morgan Stanley
February 2012 - Present · 14 yrs 8 mos
Morgan StanleyBroker
February 2012 - Present · 14 yrs 8 mos
Previous Registrations
Wells Fargo Advisors, LLC
July 2003 - February 2012 · 8 yrs 7 mos
Wells Fargo Advisors, LLCBroker
July 2003 - February 2012 · 8 yrs 7 mos
Prudential Securities Incorporated
April 1996 - July 2003 · 7 yrs 3 mos
Prudential Securities IncorporatedBroker
May 1994 - July 2003 · 9 yrs 2 mos
Painewebber IncorporatedBroker
June 1989 - June 1994 · 5 yrs
Drexel Burnham Lambert IncorporatedBroker
August 1986 - June 1989 · 2 yrs 10 mos
Kidder, Peabody & CO. IncorporatedBroker
May 1980 - September 1986 · 6 yrs 4 mos
North American Management, INC.Broker
September 1976 - December 1980 · 4 yrs 3 mos
State Registrations25 states
AZCACOCTFLGAIAIDILMAMDMIMONCNMNVNYOHORPARITXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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