RC
RC
Raymond Crandal
49 Years of Experience
Newport Beach, CA
4 DisclosuresBroker
Raymond Crandal is a registered investment advisor at Morgan Stanley, based in Newport Beach, CA, with 49 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
800 Newport Center Drive, Suite 500, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2008Denied
Customer Dispute
November 2003Withdrawn
Customer Dispute
January 2000Withdrawn
Customer Dispute
April 1996Settled
Employment History
Current Registrations
Morgan StanleyBroker
February 2012 - Present · 14 yrs 3 mos
Morgan Stanley
February 2012 - Present · 14 yrs 3 mos
Previous Registrations
Wells Fargo Advisors, LLC
July 2003 - February 2012 · 8 yrs 7 mos
Wells Fargo Advisors, LLCBroker
July 2003 - February 2012 · 8 yrs 7 mos
Prudential Securities Incorporated
April 1996 - July 2003 · 7 yrs 3 mos
Prudential Securities IncorporatedBroker
May 1994 - July 2003 · 9 yrs 2 mos
Painewebber IncorporatedBroker
June 1989 - June 1994 · 5 yrs
Drexel Burnham Lambert IncorporatedBroker
August 1986 - June 1989 · 2 yrs 10 mos
Kidder, Peabody & CO. IncorporatedBroker
May 1980 - September 1986 · 6 yrs 4 mos
North American Management, INC.Broker
September 1976 - December 1980 · 4 yrs 3 mos
State Registrations24 states
AZCACOCTFLIAIDILMAMDMIMONCNMNVNYOHORPARITXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.