James Evans is a registered investment advisor at Morgan Stanley, based in Dallas, TX, with 48 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
5001 Spring Valley Road, Suite 900W, Dallas, TX, 75244
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Regulatory History (1)
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Customer Dispute
January 1986Settled
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
February 2003 - April 2007 · 4 yrs 2 mos
Morgan Stanley
February 2003 - April 2007 · 4 yrs 2 mos
Salomon Smith Barney INC.
February 1994 - February 2003 · 9 yrs
Salomon Smith Barney INC.Broker
February 1994 - February 2003 · 9 yrs
Painewebber IncorporatedBroker
January 1991 - February 1994 · 3 yrs 1 mo
Rotan Mosle INC.Broker
May 1989 - January 1991 · 1 yr 8 mos
Drexel Burnham Lambert IncorporatedBroker
April 1983 - June 1989 · 6 yrs 2 mos
Lehman Brothers Kuhn Loeb IncorporatedBroker
November 1978 - May 1983 · 4 yrs 6 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
April 1977 - November 1978 · 1 yr 7 mos
State Registrations40 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.