Geoffrey Steger
Geoffrey Steger is a registered investment advisor at LPL Financial LLC, based in Chicago, IL, with 38 years of industry experience. Geoffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
141 W Jackson, Ste 3302, Chicago, IL, 60604
Get directionsHistory
Regulatory History (4)
Customer Dispute
July 2009Customer Dispute
November 2004Regulatory
October 1985Criminal
November 1984Other Business ActivitiesSells Insurance
Geoffrey is involved with non-variable insurance, dedicating 100% of his time to it. He also operates The AdvisoryOne Group, LLC as a DBA for his LPL business, spending full-time hours on securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Msi Financial Services, INC.Broker
Msi Financial Services, INC.
New England Securities Corporation
New England SecuritiesBroker
Nel Equity Services CorporationBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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