Geoffrey Steger
Geoffrey Steger is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Chicago, IL, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
141 W Jackson, Ste 3302, Chicago, IL, 60604
Get directionsHistory
Regulatory History (4)
Customer Dispute
July 2009Customer Dispute
November 2004Regulatory
October 1985Criminal
November 1984Other Business ActivitiesSells Insurance
Geoffrey is involved with non-variable insurance, dedicating 100% of his time to it. He also operates The AdvisoryOne Group, LLC as a DBA for his LPL business, spending full-time hours on securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Msi Financial Services, INC.Broker
Msi Financial Services, INC.
New England Securities Corporation
New England SecuritiesBroker
Nel Equity Services CorporationBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.