Andrew Rifkin
Andrew Rifkin is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Garden City, NY, with 46 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
1225 Franklin Avenue, Suite 150, Garden City, NY, 11530
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2008Customer Dispute
April 2008Other Business Activities
Andrew is a member of FAE Holdings and AWR Owners LLC, both real estate holding companies, and dedicates a few hours per week to each. He also serves as a board member for The Bay Club residential condo and is a member and manager of AWR FLP LLC for estate planning, spending minimal time on the latter. Andrew also self-directs the Andrew Rifkin Profit Sharing Plan.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Ryan Beck & CO.Broker
Gruntal & CO., L.L.C.Broker
David Lerner Associates, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.