DS
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David Sgorbati is a registered investment advisor at Morgan Stanley, based in New York, NY, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 7th Floor, New York, NY, 10055
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Regulatory History (3)
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Customer Dispute
April 1999Denied
Customer Dispute
September 1990Settled
Customer Dispute
May 1987Settled
Other Business Activities
David is a sole proprietor/owner/partner of a rental property since 2012. This activity requires minimal time outside of business hours.
Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
September 2008 - June 2009 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2007 - September 2008 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1979 - September 2008 · 29 yrs 1 mo
State Registrations18 states
AZCACOCTFLILINMAMDMEMINJNYPASCTXVAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.