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Valerie Shapiro is a registered investment advisor at Morgan Stanley, based in Brooklyn, NY, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Brooklyn, NY
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Regulatory History (2)
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Customer Dispute
May 2002Denied
Customer Dispute
July 1999Settled
Employment History
Current Registrations
Morgan Stanley
September 2015 - Present · 10 yrs 10 mos
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
September 1981 - July 1993 · 11 yrs 10 mos
Hanauer, Stern & CO.Broker
August 1979 - September 1981 · 2 yrs 1 mo
State Registrations26 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.