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DA
CFP · ChFC
DA
CFP · ChFC

David Altschuler

LPL Financial LLC
47 Years of Experience
Scottsdale, AZ
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

David Altschuler is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 47 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Scottsdale, AZ

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009
Settled
Customer Dispute
April 2006
Settled
Regulatory
October 1989
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is involved with Altschuler & Co. Inc., a non-investment related LLC. He also works with non-variable insurance and is a notary in the State of NY.

Employment History
Current Registrations
LPL Financial LLC
October 2022 - Present · 4 yrs
LPL Financial LLC
October 2022 - Present · 4 yrs
LPL Financial LLCBroker
October 2022 - Present · 4 yrs
Previous Registrations
Cantella & CO., INC.
August 2008 - October 2022 · 14 yrs 2 mos
Cantella & CO., INC.Broker
August 1995 - October 2022 · 27 yrs 2 mos
Redstone Securities, INC.Broker
June 1992 - August 1995 · 3 yrs 2 mos
Startrade Securities CORP.Broker
July 1990 - December 1991 · 1 yr 5 mos
Altmax, INC.Broker
March 1990 - July 1990 · 4 mos
Dunhill Equities, INC.Broker
December 1989 - June 1992 · 2 yrs 6 mos
Global Capital Securities, INC.Broker
March 1983 - February 1990 · 6 yrs 11 mos
Sterling Diversified Services,inc.Broker
November 1982 - February 1983 · 3 mos
Cardell & Associates, IncorporatedBroker
May 1981 - January 1984 · 2 yrs 8 mos
Investors Planning ServicesBroker
May 1980 - June 1981 · 1 yr 1 mo
First Investors CorporationBroker
September 1979 - May 1980 · 8 mos
State Registrations28 states
AZCACOCTDCDEFLGAILINKYMAMDMINCNHNJNVNYPARISCTNTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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