David Altschuler
David Altschuler is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Scottsdale, AZ
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2009Customer Dispute
April 2006Regulatory
October 1989Other Business ActivitiesSells Insurance
David is involved with Altschuler & Co. Inc., a non-investment related LLC. He also works with non-variable insurance and is a notary in the State of NY.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cantella & CO., INC.
Cantella & CO., INC.Broker
Redstone Securities, INC.Broker
Startrade Securities CORP.Broker
Altmax, INC.Broker
Dunhill Equities, INC.Broker
Global Capital Securities, INC.Broker
Sterling Diversified Services,inc.Broker
Cardell & Associates, IncorporatedBroker
Investors Planning ServicesBroker
First Investors CorporationBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.