TrueAdvisor
TrueAdvisor
CW
CW

Corey Wagner

Raymond James & Associates, INC.
37 Years of Experience
Chicago, IL
1 DisclosureBroker
View SEC Summary
View SEC Summary

Corey Wagner is a registered investment advisor at Raymond James & Associates, INC., based in Chicago, IL, with 37 years of industry experience. Corey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Chicago, IL

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 1982
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Corey works as a rideshare driver for Uber and Lyft since 2017. This activity is not investment-related and takes about 10-20% of Corey's time.

Employment History
Current Registrations
Raymond James & Associates, INC.
October 2019 - Present · 7 yrs
Raymond James & Associates, INC.
October 2019 - Present · 7 yrs
Raymond James & Associates, INC.Broker
October 2019 - Present · 7 yrs
Previous Registrations
Cetera Advisor Networks LLCBroker
July 2018 - October 2019 · 1 yr 3 mos
Summit Brokerage Services, INC.Broker
July 2017 - October 2019 · 2 yrs 3 mos
Summit Financial Group INC
July 2017 - October 2019 · 2 yrs 3 mos
Questar Asset Management, INC.
September 2015 - April 2017 · 1 yr 7 mos
Questar Capital CorporationBroker
September 2015 - April 2017 · 1 yr 7 mos
Euro Pacific Capital, INC.
June 2010 - January 2015 · 4 yrs 7 mos
Euro Pacific Capital, INC.Broker
May 2010 - January 2015 · 4 yrs 8 mos
Ladenburg Thalmann Asset Management INC
November 2006 - April 2009 · 2 yrs 5 mos
Ladenburg Thalmann & CO. INC.Broker
July 2003 - April 2009 · 5 yrs 9 mos
Prentice Securities, IncorporatedBroker
May 1994 - August 2003 · 9 yrs 3 mos
Sbt Investors Brokerage Services, INC.Broker
September 1986 - May 1989 · 2 yrs 8 mos
Ovest Financial Services, INC.Broker
July 1985 - April 1986 · 9 mos
Investors Center IncorporatedBroker
November 1984 - March 1985 · 4 mos
Sentra Securities CorporationBroker
September 1984 - November 1984 · 2 mos
U.M. Securities CorporationBroker
February 1984 - March 1984 · 1 mo
Citiwide Securities CORP.Broker
December 1983 - February 1984 · 2 mos
Commission Discount CORP.Broker
May 1982 - October 1982 · 5 mos
Commission Discount CORP.Broker
June 1981 - February 1982 · 8 mos
M. H. Walter & CO., IncorporatedBroker
March 1981 - June 1981 · 3 mos
Blinder, Robinson & Co.,inc.Broker
September 1979 - April 1982 · 2 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Chicago, IL →All financial advisors in Illinois →