AL
AL

Alexander Charles Ladage

24 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
876 advisors
Number of Clients
35,950 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$70.0B

Fee Structure

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Location

300 Crescent Court, Suite 1450, Dallas, TX, 75201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alexander is a board member for Ballet Austin and The Long Center. He also owns and manages rental properties, including a private rental home and two rental condos.

Employment History
Current Registrations
Rockefeller Capital Management
January 2023 - Present · 3 yrs 1 mo
Rockefeller Financial LLCBroker
January 2023 - Present · 3 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
May 2009 - January 2023 · 13 yrs 8 mos
UBS Financial Services INC.Broker
May 2009 - January 2023 · 13 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2001 - May 2009 · 7 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2001 - May 2009 · 7 yrs 6 mos
State Registrations29 states
ARAZCACOFLGAIAIDILLAMAMNMOMSMTNCNVNYOKORPAPRTNTXUTVAVTWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.