DF
DF
David Fenning is a registered investment advisor at Morgan Stanley, based in New York, NY, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 28th Floor, New York, NY, 10055
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Regulatory History (5)
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Customer Dispute
May 2020Settled
Customer Dispute
July 2011Settled
Customer Dispute
September 2009Settled
Customer Dispute
August 2009Settled
Customer Dispute
July 1997Settled
Other Business Activities
David is the owner of David S Walter LLC, a commercial real estate business, since 2009. He spends minimal time on this activity outside of business hours.
Employment History
Current Registrations
Morgan Stanley
May 2019 - Present · 7 yrs
Morgan StanleyBroker
May 2019 - Present · 7 yrs
Previous Registrations
UBS Financial Services INC.
December 2008 - June 2019 · 10 yrs 6 mos
UBS Financial Services INC.Broker
September 2004 - June 2019 · 14 yrs 9 mos
Credit Suisse First Boston LLCBroker
January 2003 - October 2004 · 1 yr 9 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
February 1995 - January 2003 · 7 yrs 11 mos
Painewebber IncorporatedBroker
January 1995 - April 1995 · 3 mos
Kidder, Peabody & CO. IncorporatedBroker
November 1993 - January 1995 · 1 yr 2 mos
Smith Barney Shearson INC.Broker
July 1993 - December 1993 · 5 mos
Lehman Brothers INC.Broker
July 1992 - July 1993 · 1 yr
Smith Barney, Harris Upham & CO., IncorporatedBroker
May 1989 - August 1992 · 3 yrs 3 mos
Drexel Burnham Lambert IncorporatedBroker
April 1985 - May 1989 · 4 yrs 1 mo
Drexel Burnham Lambert IncorporatedBroker
April 1985 - April 1985 · 0 mos
Bevill, Bresler & Schulman IncorporatedBroker
July 1983 - April 1985 · 1 yr 9 mos
Hanauer, Stern & Company,incorporatedBroker
August 1981 - July 1983 · 1 yr 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.