SA
SA

Stuart Alter

44 Years of Experience
New York, NY
1 DisclosureBroker

Stuart Alter is a registered investment advisor at Morgan Stanley, based in New York, NY, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 East 52nd Street, 7th Floor, New York, NY, 10055

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History

Regulatory History (1)
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Customer Dispute
January 2015
Settled
Employment History
Current Registrations
Morgan Stanley
July 2011 - Present · 15 yrs
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
February 2001 - June 2009 · 8 yrs 4 mos
Painewebber IncorporatedBroker
March 1996 - February 2001 · 4 yrs 11 mos
Prudential Securities IncorporatedBroker
May 1992 - March 1996 · 3 yrs 10 mos
Lehman Brothers INC.Broker
May 1986 - June 1992 · 6 yrs 1 mo
D. H. Blair & CO., INC.Broker
April 1986 - October 1987 · 1 yr 6 mos
Broadchild Securities CORP.Broker
October 1981 - April 1986 · 4 yrs 6 mos
State Registrations23 states
AZCACOCTFLGAILINMAMDMEMINCNHNJNYOHPAPRTNTXWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.