MF
MF

Michael Fruchtman

44 Years of Experience
New York, NY
2 DisclosuresBroker

Michael Fruchtman is a registered investment advisor at Morgan Stanley, based in New York, NY, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

399 Park Avenue, 12th Floor, New York, NY, 10022

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2001
Denied
Customer Dispute
May 1999
Denied
Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
January 2008 - June 2009 · 1 yr 5 mos
UBS Financial Services INC.
January 2007 - January 2008 · 1 yr
UBS Financial Services INC.Broker
February 1993 - January 2008 · 14 yrs 11 mos
Prudential Securities IncorporatedBroker
January 1988 - February 1993 · 5 yrs 1 mo
E. F. Hutton & Company INCBroker
October 1982 - February 1988 · 5 yrs 4 mos
Verrilli Altschuler Schwartz INC.Broker
May 1982 - March 1983 · 10 mos
First Investors CorporationBroker
November 1981 - April 1982 · 5 mos
State Registrations30 states
AKALAZCACOCTDCDEFLGAIDILKYMAMDMEMINCNJNMNVNYOHPARISCTXVAWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.