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Thomas Salierno

44 Years of Experience
Florham Park, NJ
4 DisclosuresBroker

Thomas Salierno is a registered investment advisor at UBS Financial Services INC., based in Florham Park, NJ, with 44 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

500 Campus Drive, 2nd Floor, Florham Park, NJ, 07932

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 1998
Denied
Customer Dispute
December 1995
Settled
Customer Dispute
November 1995
Settled
Customer Dispute
October 1993
Settled
Employment History
Current Registrations
UBS Financial Services INC.
February 2005 - Present · 21 yrs 5 mos
UBS Financial Services INC.Broker
January 2005 - Present · 21 yrs 6 mos
UBS Financial Services INC.
January 2005 - Present · 21 yrs 6 mos
Previous Registrations
UBS Financial Services INC.
January 2005 - January 2005 · 0 mos
Citigroup Global Markets INC.
July 2002 - January 2005 · 2 yrs 6 mos
Citigroup Global Markets INC.Broker
December 1995 - January 2005 · 9 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1990 - November 1995 · 5 yrs 7 mos
Prudential-Bache Securities INC.Broker
October 1982 - April 1990 · 7 yrs 6 mos
D. H. Blair Investors CORP.Broker
February 1982 - October 1982 · 8 mos
State Registrations17 states
CACOCTDEFLGAMAMDNCNJNYPARITNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Salierno - Financial Advisor | TrueAdvisor