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Ellen Sonsino

42 Years of Experience
New York, NY
1 DisclosureBroker

Ellen Sonsino is a registered investment advisor at Morgan Stanley, based in New York, NY, with 42 years of industry experience. Ellen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

399 Park Avenue, 12th Floor, New York, NY, 10022

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2000
Settled
Employment History
Current Registrations
Morgan StanleyBroker
May 2016 - Present · 10 yrs 5 mos
Morgan Stanley
May 2016 - Present · 10 yrs 5 mos
Previous Registrations
UBS Financial Services INC.Broker
April 2008 - June 2016 · 8 yrs 2 mos
UBS Financial Services INC.
April 2008 - June 2016 · 8 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - April 2008 · 1 yr
Morgan Stanley & CO. IncorporatedBroker
April 2007 - April 2008 · 1 yr
Morgan Stanley
September 2006 - April 2007 · 7 mos
Morgan Stanley Dw INC.Broker
August 2003 - April 2007 · 3 yrs 8 mos
Salomon Smith Barney INC.Broker
July 1984 - February 2002 · 17 yrs 7 mos
A B D Securities CorporationBroker
February 1982 - April 1984 · 2 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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