RM
RM
Robert Mosberg is a registered investment advisor at Morgan Stanley, based in New York, NY, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 12th Floor, New York, NY, 10055
Get directionsHistory
Regulatory History (2)
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Customer Dispute
July 2008Settled
Customer Dispute
October 1994Settled
Other Business Activities
Robert is a trustee for multiple family trusts, some investment-related, and a partner in Moss Partners. These activities require minimal time commitment.
Employment History
Current Registrations
Morgan Stanley
August 2022 - Present · 3 yrs 9 mos
Morgan Stanley
August 2022 - Present · 3 yrs 9 mos
Morgan StanleyBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
October 2021 - September 2022 · 11 mos
UBS Financial Services INC.Broker
January 2014 - September 2022 · 8 yrs 8 mos
Wells Fargo Advisors, LLCBroker
December 2005 - February 2014 · 8 yrs 2 mos
Advest, INC.Broker
February 2002 - December 2005 · 3 yrs 10 mos
Tucker Anthony IncorporatedBroker
October 1982 - March 2002 · 19 yrs 5 mos
Legg Mason Wood Walker, IncorporatedBroker
June 1982 - October 1982 · 4 mos
State Registrations31 states
ALAZCACOCTDCDEFLGAILINMAMDMIMNNCNHNJNMNVNYOHPAPRRISCTXUTVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.