John Garner
John Garner is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Henderson, NV, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
450 N Stephanie St, Henderson, NV, 89014
Get directionsHistory
Regulatory History (7)
Customer Dispute
February 2010Customer Dispute
May 2009Customer Dispute
September 2007Customer Dispute
April 2003Customer Dispute
February 2003Customer Dispute
February 2003Employment Separation After Allegations
April 1996Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Nylife Securities INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, INC.Broker
Travelers Equities Sales, INC.Broker
American Capital Financial Services, INC.Broker
Northwestern Mutual Investment Services, INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.