MV
MV

Mark Ventresco

32 Years of Experience
Henderson, NV
1 DisclosureBroker

Mark Ventresco is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Henderson, NV, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

450 N Stephanie St, Henderson, NV, 89014

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2003
Settled
Other Business Activities

Mark is involved with the Ventresco Family Trust and MALV Properties, LLC, primarily related to rental properties. He also manages Henderson Hot Rods, LLC, an operating entity for a rental property, dedicating minimal time to each activity.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2013 - Present · 12 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2013 - Present · 12 yrs 11 mos
Previous Registrations
Crowell, Weedon & CO.Broker
April 2007 - June 2013 · 6 yrs 2 mos
Crowell, Weedon & CO.
April 2007 - June 2013 · 6 yrs 2 mos
Wedbush Morgan Securities INC.
January 2007 - April 2007 · 3 mos
Wedbush Morgan Securities INC.Broker
January 2005 - April 2007 · 2 yrs 3 mos
Charles Schwab & CO., INC.
May 2003 - August 2004 · 1 yr 3 mos
Charles Schwab & CO., INC.Broker
May 2003 - August 2004 · 1 yr 3 mos
UBS Painewebber INC.
November 2000 - February 2003 · 2 yrs 3 mos
UBS Painewebber INC.Broker
August 1999 - February 2003 · 3 yrs 6 mos
Prudential Securities IncorporatedBroker
March 1993 - August 1999 · 6 yrs 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.