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Gary Cranford

40 Years of Experience
Henderson, NV
3 DisclosuresBroker

Gary Cranford is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Henderson, NV, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

450 N Stephanie St, Henderson, NV, 89014

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2013
Denied
Customer Dispute
July 2002
Denied
Customer Dispute
July 1994
Settled
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2017 - Present · 8 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
UBS Financial Services INC.Broker
November 2008 - December 2017 · 9 yrs 1 mo
UBS Financial Services INC.
November 2008 - December 2017 · 9 yrs 1 mo
Morgan Stanley & CO. Incorporated
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley
September 2002 - April 2007 · 4 yrs 7 mos
Morgan Stanley Dw INC.Broker
August 1998 - April 2007 · 8 yrs 8 mos
American Fronteer Financial CorporationBroker
January 1997 - August 1998 · 1 yr 7 mos
Signal Securities, INC.Broker
September 1995 - January 1997 · 1 yr 4 mos
USA CapitalBroker
October 1991 - September 1995 · 3 yrs 11 mos
Burnett, Grey & CO., INC.Broker
December 1990 - November 1991 · 11 mos
Boucher, Oehmke & CompanyBroker
August 1990 - November 1990 · 3 mos
Wainwright, Austin, Stone & CO.Broker
May 1986 - August 1990 · 4 yrs 3 mos
Wall Street West, INC.Broker
April 1985 - May 1986 · 1 yr 1 mo
State Registrations21 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gary Cranford - Financial Advisor | TrueAdvisor