MD
MD

Mihaela Dogaru

17 Years of Experience
Henderson, NV
1 DisclosureBroker

Mihaela Dogaru is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Henderson, NV, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

450 N Stephanie St, Henderson, NV, 89014

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History

Regulatory History (1)
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Financial
August 2021
Final
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2017 - Present · 8 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
UBS Financial Services INC.
March 2009 - November 2017 · 8 yrs 8 mos
UBS Financial Services INC.Broker
March 2009 - November 2017 · 8 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2008 - February 2009 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2008 - February 2009 · 9 mos
State Registrations42 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.