Ryan Smith
Ryan Smith is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Atlanta, GA, with 43 years of industry experience. Ryan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
3438 Peachtree Rd Ne, Phipps Tower Ste 1200, Atlanta, GA, 30326
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Regulatory History (1)
Customer Dispute
August 2005Other Business ActivitiesSells Insurance
Ryan may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. Ryan is also the 100% owner of Double Platinum Plus Four, LLC, a legal entity formed for administrative/expense purposes, dedicating minimal time to it.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Northwestern Mutual Wealth Management Company
Northwestern Mutual Investment Services,llc
Robert W. Baird & CO. IncorporatedBroker
Phoenix Financial CorporationBroker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.