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Kasey Gartner

21 Years of Experience
Atlanta, GA
1 DisclosureBrokerSells Insurance

Kasey Gartner is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Atlanta, GA, with 21 years of industry experience. Kasey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

3438 Peachtree Rd Ne, Phipps Tower Ste 1200, Atlanta, GA, 30326

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2020
Denied
Other Business ActivitiesSells Insurance

Kasey earns commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. Kasey also coaches other advisors, is a professional body builder, and owns KBG, LLC for receiving compensation, dedicating about half of their time to the LLC.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
September 2007 - Present · 18 yrs 8 mos
Northwestern Mutual Investment Services, LLCBroker
June 2004 - Present · 21 yrs 11 mos
Previous Registrations
Northwestern Mutual Wealth Management Company
November 2006 - April 2007 · 5 mos
State Registrations20 states
ALCACODCDEFLGAILLAMDMSNCNJNYOHTNTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.