Gene Clark
Gene Clark is a CFP-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Atlanta, GA, with 28 years of industry experience. Gene is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1100 Peachtree St NE, Ste 1000, Atlanta, GA, 30309
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gene may earn commissions from insurance sales not affiliated with Northwestern Mutual, including life, health, annuity, and disability insurance. He also serves on the board of directors for Paralife Holding in Switzerland, the High Museum of Art, and the Community Foundation for Greater Atlanta, and is a trustee for Chautauqua Foundation, Inc. Gene owns Caravel Holdings, LLC and Sequoyah Holdings, LLC.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Northwestern Mutual Wealth Management Company
Network Planning Advisors, L.L.C.
Robert W. Baird & CO. IncorporatedBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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