Caroline Seward
Caroline Seward is a CFP-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Atlanta, GA, with 5 years of industry experience. Caroline is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
3438 Peachtree Rd Ne, Phipps Tower Ste 1200, Atlanta, GA, 30326
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Julian PouncyNorthwestern Mutual Investment Services,llc
- Jeffrey Lantz, ChFCNorthwestern Mutual Investment Services,llc
- Kasey GartnerNorthwestern Mutual Investment Services,llc
- Ryan SmithNorthwestern Mutual Investment Services,llc
- Gene Clark, CFPNorthwestern Mutual Investment Services,llc
- John WrightNorthwestern Mutual Investment Services,llc