AC
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Anthony Catalano

43 Years of Experience
New York, NY
2 DisclosuresBroker

Anthony Catalano is a registered investment advisor at Morgan Stanley, based in New York, NY, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

399 Park Avenue, 12th Floor, New York, NY, 10022

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2010
Settled
Customer Dispute
March 2010
Denied
Other Business Activities

Anthony works as an incidental helper/propmaster assistant for Jujamcyn Theaters, assisting with theatrical set construction. This takes minimal time outside of business hours.

Employment History
Current Registrations
Morgan Stanley
June 2021 - Present · 5 yrs 1 mo
Morgan StanleyBroker
March 2013 - Present · 13 yrs 4 mos
Previous Registrations
UBS Financial Services INC.Broker
December 2004 - March 2013 · 8 yrs 3 mos
UBS Financial Services INC.
December 2004 - March 2013 · 8 yrs 3 mos
Morgan Stanley
May 2000 - December 2004 · 4 yrs 7 mos
Morgan Stanley Dw INC.Broker
July 1984 - December 2004 · 20 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1983 - July 1984 · 1 yr 4 mos
State Registrations29 states
AKAZCACOCTDCFLGAINLAMAMDMEMIMTNCNDNJNMNVNYPARISCTNTXVAWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.