Glenn Arthurs
Glenn Arthurs is a registered investment advisor at UBS Financial Services INC., based in Buffalo, NY, with 43 years of industry experience. Glenn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
250 Delaware Avenue, Buffalo, NY, 14202
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 1998Other Business Activities
Glenn co-owns a boy's summer camp, Source Lake Holding Corp, spending a few hours per week overseeing a full-time staff. He is also a managing partner of BV B401 LLC and a partner in 200 Delaware Ave, LLC, both real estate ventures.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Morgan StanleyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Lehman Brothers INC.Broker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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