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John Reinhold

UBS Financial Services INC.
51 Years of Experience
Buffalo, NY
2 DisclosuresBroker
View SEC Summary
View SEC Summary

John Reinhold is a registered investment advisor at UBS Financial Services INC., based in Buffalo, NY, with 51 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

250 Delaware Avenue, Buffalo, NY, 14202

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 1998
Settled
Customer Dispute
November 1996
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

John is involved with several non-profit and recreational organizations, including the Center for Hospice and Palliative Care of WNY, Western New York Public Broadcasting Foundation, Buffalo Toronto Public Media, and The Buffalo Yacht Club. He holds various leadership positions such as committee chair, treasurer, and board member across these organizations.

Employment History
Current Registrations
UBS Financial Services INC.
October 2021 - Present · 5 yrs
UBS Financial Services INC.Broker
October 2013 - Present · 13 yrs
Previous Registrations
Morgan StanleyBroker
June 2009 - October 2013 · 4 yrs 4 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
July 1982 - July 1993 · 11 yrs
Bache Halsey Stuart Shields IncorporatedBroker
March 1979 - July 1982 · 3 yrs 4 mos
Shearson Loeb Rhoades INC.Broker
November 1977 - April 1979 · 1 yr 5 mos
Shearson Hayden Stone INC.Broker
November 1976 - November 1977 · 1 yr
Shearson Hayden Stone INC.Broker
April 1976 - November 1976 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
May 1975 - April 1976 · 11 mos
State Registrations18 states
CACTFLILINMAMDMENCNHNYOHPARITNVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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