Jason Klein
Jason Klein is a registered investment advisor at UBS Financial Services INC., based in Weehawken, NJ, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
1200 Harbor Boulevard, Weehawken, NJ, 07086
Get directionsHistory
Regulatory History (4)
Customer Dispute
February 2025Customer Dispute
July 2008Customer Dispute
December 2001Customer Dispute
June 2001Other Business Activities
Jason is an advisor or member of an advisory committee for Secrets of Champions, a peak performance training company for sport and business. He attends quarterly virtual or physical business strategy meetings.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Mcdonald Investments INC.
Mcdonald Investments INC.Broker
Key Investments INC.Broker
Tucker Anthony IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.