Sean Howard
Sean Howard is a registered investment advisor at UBS Financial Services INC., based in Buffalo, NY, with 21 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
250 Delaware Avenue, Buffalo, NY, 14202
Get directionsHistory
Regulatory History (1)
Criminal
September 1996Other Business Activities
Sean is a committee member for the Food Bank of Western New York. He is also a partner in JMST Development LLC, investing in commercial real estate with his brother.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jason KleinUBS Financial Services INC.
- John ReinholdUBS Financial Services INC.
- Wyatt Arthurs, CFPUBS Financial Services INC.
- Glenn ArthursUBS Financial Services INC.
- James MunroUBS Financial Services INC.
- Taunya Abaya, CFPAbaya Wealth Management LLC