Stuart Stein
Stuart Stein is a registered investment advisor at Cetera Investment Advisers LLC, based in Hauppauge, NY, with 42 years of industry experience. Stuart operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
888 Veterans Memorial Highway, Suite- 220, Hauppauge, NY, 11788
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2008Customer Dispute
November 2003Other Business ActivitiesSells Insurance
Stuart is an insurance agent selling various insurance products through Avantax Insurance Agency, Professional Group Plans, and Annuco, dedicating a few hours per week to each. He also works as a financial advisor for S&P Associates of LI, providing investment and financial planning services, which takes about two-thirds of his time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
MML Investors Services, LLCBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.