Gerard Nicosia
Gerard Nicosia is a registered investment advisor at Cetera Investment Advisers LLC, based in Hauppauge, NY, with 22 years of industry experience. Gerard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
150 Motor Pkwy, Suite 401, Hauppauge, NY, 11788
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Regulatory History (1)
Customer Dispute
January 2021Other Business ActivitiesSells Insurance
Gerard sells life insurance, annuities, and long-term care as an insurance agent, dedicating a few hours per week. He is also the President and an Enrolled Agent at Executive Financial & Tax Planning Services Inc., spending about half his time preparing personal and business tax returns and providing financial advising.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Vanderbilt Securities, LLCBroker
Prime Capital Services, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.