Kelly Powers is a ChFC-designated registered investment advisor, based in Hauppauge, NY, with 32 years of industry experience.
Location
1300 Veterans Memorial Hwy, Suite 120, Hauppauge, NY, 11788
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kelly is an insurance agent selling insurance products approved by Avantax Insurance Agency and/or Avantax Insurance Services, and also sells fixed life insurance through Equitable, Mass Mutual and Annuco, dedicating a few hours per week to each. Kelly also serves as Vice President at S & P Associates of LI, Inc. DBA S&P Financial Services and DBA S&P Financial, and as a financial advisor at Finest Retirement Services, dedicating nearly full-time hours to S&P and about a quarter of their time to Finest Retirement Services.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
Royal Alliance Associates, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Salomon Smith Barney INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations11 states
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