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Brian Riccardi is a registered investment advisor at Morgan Stanley, based in New York, NY, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 12th Floor, New York, NY, 10055
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Regulatory History (1)
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Customer Dispute
November 1989Award / Judgment
Employment History
Current Registrations
Morgan Stanley
January 2010 - Present · 16 yrs 6 mos
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
October 1997 - April 2007 · 9 yrs 6 mos
Oppenheimer & CO., INC.Broker
July 1995 - October 1997 · 2 yrs 3 mos
Smith Barney INC.Broker
July 1993 - July 1995 · 2 yrs
Lehman Brothers INC.Broker
July 1988 - July 1993 · 5 yrs
Glickenhaus & CO. - New JerseyBroker
November 1987 - June 1988 · 7 mos
Painewebber IncorporatedBroker
August 1986 - August 1987 · 1 yr
State Registrations30 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.