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Anthony Giordano

Quint Capital Management
42 Years of Experience
New York, NY
4 DisclosuresBroker
View SEC Summary
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Anthony Giordano is a registered investment advisor at Quint Capital Management, based in New York, NY, with 42 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 103 clients with $160M in assets under management.

Quint Capital Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
103 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$162.1M

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Standard fee is up to 2.00% per year, billed quarterly in arrears. Fees are negotiable based on relationship history, asset type, account size, volume, and required services.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

230 Park Ave - 361W, New York, NY, 10169

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
December 2019
Customer Dispute
March 2016
Denied
Employment Separation After Allegations
March 1989
Employment Separation After Allegations
June 1983
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Anthony is an independent contractor selling car parts and racing cars since 2013. This non-investment related activity takes a few hours per week.

Employment History
Current Registrations
Quint Capital CorporationBroker
October 2021 - Present · 5 yrs
Quint Capital Management
October 2021 - Present · 5 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2008 - October 2021 · 13 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - October 2021 · 13 yrs 9 mos
A. G. Edwards & Sons, INC.
November 1999 - January 2008 · 8 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
March 1990 - January 2008 · 17 yrs 10 mos
Jesup & Lamont, IncorporatedBroker
February 1990 - March 1990 · 1 mo
Hanifen, Imhoff Securities CORP.Broker
January 1990 - January 1990 · 0 mos
Moore & Schley, Cameron & CO.Broker
November 1989 - January 1990 · 2 mos
J. T. Moran & CO., INC.Broker
March 1989 - January 1990 · 10 mos
Mclaughlin, Piven, Vogel INC.Broker
May 1984 - April 1989 · 4 yrs 11 mos
State Registrations14 states
AZCACTFLGAILNCNJNYOHPARISCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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