Anthony Giordano is a registered investment advisor at Quint Capital Management, based in New York, NY, with 41 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 103 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The standard fee is up to 2% per year, including all sub-advisory fees. Total fees will not exceed 3% of assets. Exceptions to the established fee schedule can be negotiated.
Fee Estimator
Location
230 Park Ave - 361W, New York, NY, 10169
Get directionsHistory
Regulatory History (4)
Judgment / Lien
December 2019Customer Dispute
March 2016Employment Separation After Allegations
March 1989Employment Separation After Allegations
June 1983Other Business Activities
Anthony is an independent contractor selling car parts and racing cars since 2013. This non-investment related activity takes a few hours per week.
Employment History
Current Registrations
Quint Capital Management
Quint Capital CorporationBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Jesup & Lamont, IncorporatedBroker
Hanifen, Imhoff Securities CORP.Broker
Moore & Schley, Cameron & CO.Broker
J. T. Moran & CO., INC.Broker
Mclaughlin, Piven, Vogel INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.