Alexander Norman Quint

Quint Capital Management

40 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningHigh Net Worth

Quint Capital Management

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

9 advisors

Number of Clients

101 clients

Average Client Portfolio

$1.5M average

Assets Under Management

$147.6M

Fee Structure

Minimum Investment:$10K

Financial Planning:Investment management only

Location

New York, NY

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

February 2023

Final

Customer Dispute

March 1991

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Alexander owns Quint Capital/NYS Insurance Agency, an insurance agency offering employment benefits, and dedicates about 10-20% of his time to it. He is also a director on the board of Fifth Avenue Loft Corporation, spending minimal time on this activity.