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Alexander Quint

Quint Capital Management
41 Years of Experience
New York, NY
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Alexander Quint is a registered investment advisor at Quint Capital Management, based in New York, NY, with 41 years of industry experience. Alexander is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 103 clients with $160M in assets under management.

Quint Capital Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
103 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$162.1M

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Standard fee is up to 2.00% per year, billed quarterly in arrears. Fees are negotiable based on relationship history, asset type, account size, volume, and required services.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

New York, NY

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 2023
Final
Customer Dispute
March 1991
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Alexander owns Quint Capital/NYS Insurance Agency, an insurance agency offering employment benefits, and dedicates about 10-20% of his time to it. He is also a director on the board of Fifth Avenue Loft Corporation, spending minimal time on this activity.

Employment History
Current Registrations
Quint Capital Management
April 2015 - Present · 11 yrs 6 mos
Quint Capital CorporationBroker
April 2014 - Present · 12 yrs 6 mos
Quint Capital Corporation
April 2014 - Present · 12 yrs 6 mos
Previous Registrations
Soldiers First Capital
July 2022 - December 2022 · 5 mos
American Network Securities CORP.Broker
April 2013 - September 2013 · 5 mos
Petersen Investments, INC.Broker
November 2000 - February 2012 · 11 yrs 3 mos
Montrose Capital Management LTD.Broker
October 2000 - November 2000 · 1 mo
Cibc World Markets CORP.Broker
June 1997 - June 2000 · 3 yrs
Smith Barney INC.Broker
August 1992 - July 1997 · 4 yrs 11 mos
Painewebber IncorporatedBroker
November 1983 - August 1992 · 8 yrs 9 mos
L. F. Rothschild, Unterberg, TowbinBroker
September 1981 - August 1982 · 11 mos
State Registrations27 states
AZCACOCTDCFLGAIDILINLAMAMDMIMSMTNCNHNJNYOHORPARITXVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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