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William Powers

Quint Capital Management
15 Years of Experience
New York, NY
6 DisclosuresBroker
View SEC Summary
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William Powers is a registered investment advisor at Quint Capital Management, based in New York, NY, with 15 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 103 clients with $160M in assets under management.

Quint Capital Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
103 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$162.1M

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Standard fee is up to 2.00% per year, billed quarterly in arrears. Fees are negotiable based on relationship history, asset type, account size, volume, and required services.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

230 Park Ave - 361W, New York, NY, 10169

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
January 2016
Judgment / Lien
April 2015
Judgment / Lien
April 2014
Judgment / Lien
April 2013
Judgment / Lien
April 2012
Judgment / Lien
April 2012
View Full SEC ReportHow to Read Disclosures
Other Business Activities

William is the President of J. Lauren Holding Co., Inc. (dba Advanced Data Integration Corp.) since 2012, managing real estate holdings. This takes a few hours per week and no time during regular market hours.

Employment History
Current Registrations
Quint Capital Management
April 2023 - Present · 3 yrs 6 mos
Quint Capital CorporationBroker
August 2014 - Present · 12 yrs 2 mos
Previous Registrations
Davis Securities LLCBroker
March 2012 - September 2014 · 2 yrs 6 mos
Bay Crest Partners, LLCBroker
March 2011 - February 2012 · 11 mos
State Registrations2 states
CTNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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