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Ruben Ramirez

Quint Capital Management
27 Years of Experience
New York, NY
1 DisclosureBroker
View SEC Summary
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Ruben Ramirez is a registered investment advisor at Quint Capital Management, based in New York, NY, with 27 years of industry experience. Ruben is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 103 clients with $160M in assets under management.

Quint Capital Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
103 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$162.1M

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Standard fee is up to 2.00% per year, billed quarterly in arrears. Fees are negotiable based on relationship history, asset type, account size, volume, and required services.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

420 Lexington Ave, Suite 1402, New York, NY, 10170

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History

Regulatory History (1)
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Employment Separation After Allegations
April 2019
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Ruben is the CEO/Chief Investment Officer of Fortitude (DBA ProActive Planning Partners, LLC), a registered investment advisor, dedicating nearly full-time hours to it. He is also the Co-Founder/CEO of P3 Asset Management, an institutional asset management firm, spending about a third of his time there.

Employment History
Current Registrations
Quint Capital CorporationBroker
September 2022 - Present · 4 yrs 1 mo
Quint Capital Corporation
September 2022 - Present · 4 yrs 1 mo
Fortitude Advisory Group L.L.C.
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
Eagles Coast Capital, LLCBroker
July 2019 - September 2022 · 3 yrs 2 mos
LPL Financial LLCBroker
December 2016 - May 2019 · 2 yrs 5 mos
World Equity Group, INC.Broker
February 2015 - December 2016 · 1 yr 10 mos
Halen CapitalBroker
October 2013 - January 2015 · 1 yr 3 mos
Advisors Asset Management, INC.
June 2008 - August 2013 · 5 yrs 2 mos
Advisors Asset Management, INC.Broker
July 2003 - August 2013 · 10 yrs 1 mo
USAA Investment Management CompanyBroker
October 1997 - December 2001 · 4 yrs 2 mos
Citicorp Investment ServicesBroker
March 1997 - September 1997 · 6 mos
State Registrations28 states
AZCACTDCFLGAIAIDILINLAMAMDMIMSMTNCNJNYOHOKPARISCTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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